Understanding and Utilizing SEC Filings

Understanding and Utilizing SEC Filings  

Friday, June 22

1:00 – 2:30 PM

Maine Medical Center

Dana Room 3

22 Bramhall Street

Portland, ME 04102

Ever wondered how much Hedge Fund managers earn? OR how much a CFO made at an IPO? OR where to find the charitable giving code in an insider holding filing? Come learn about public SEC forms to identify and confirm wealth indicators. We’ll be exploring direct and indirect stock holdings, valuing restricted stock units, salary and other compensation including expense reimbursements and retirement compensation, company ownership/controlling interest and other assets. Forms we’ll review include: Forms 3 and 4, Proxies (DEF14A), ADV Forms (Investment Management Firms), brochures and more.

PRESENTER:

Bill Gotfredson serves as associate director, prospect research of Boston Children’s Hospital Trust, a position he has held since 2014. Bill’s focus is on managing a team of brilliant researchers, building next-level grateful patient prospecting, and redesigning prospect management systems. He also serves as a member of the board of directors of NEDRA. Prior to his work at Children’s, Bill worked for nine years with the Harvard University Development Office where he served as a Senior Research Analyst responsible for prospecting for the University’s science initiatives. Bill has also served as a prospect research consultant with The Helen Brown Group and a NEDRA Annual Conference Committee member. His spends his time away from the office traveling, reading spy thrillers, and becoming a golf fanatic.

COST:

$85 Members

$125 Non-Members

DIRECTIONS:

Click here for directions to Maine Medical Center (MMC) & Visitor Parking

At the bottom of the page is a downloadable link for the campus map. On the map, the Dana Center entrance is on the far left near the bottom – just above the Western Prom. Use this entrance and you’ll come to the lobby; turn left and Dana Room 3 is the last room on the left.

MMC is expecting a lot of construction this summer (also its busiest season), including some of the parking areas. Carpooling is encouraged. If you can’t find parking in MMC facilities, there is often on-street parking within walking distance to the hospital.